Ethics and Compliance
LogicERM is your command center for managing and tracking compliance–across all operational processes to protect what matters. Now you can also manage risks due to litigation, conflicts of interest, confidentiality, non-disclosure, intellectual property, records management and brand reputation, while SMART Monitoring ensures emerging threats do not derail your organization’s strategic imperatives.
LogicERM streamlines compliance processes and automates the management of compliance activities. Manage your compliance documentation and reporting needs and ties them back to the regulations and standards that are required--chapter and verse.
When regulation change or your requirements evolve, LogicERM’s unified library automatically identifies the impacted areas. You make the changes right there and generate automatic audit trail reporting of changes over any period of time.
Extensive monitoring and reporting capabilities make it easy to track activities, conduct audits and assessments, and escalate incidents and follow-through on investigations. With one click you can identify compliance gaps or misalignment across the enterprise. Tasks and workflows help you engage the areas of the business impacted by regulatory requirements. LogicERM proactively engages managers to assess compliance policy effectiveness, degree of engagement in the compliance process, and degree of penetration of compliance programs to front-line business areas where compliance is needed.
In addition to traditional Legal and Regulatory Content Management capabilities, LogicERM enables you to:
- Anticipate law changes, enforcement actions, and external events
- Improve readiness for audits, surveys and exams.
- Increase accountability and management insight into compliance issues.
- Decrease labor intensive processes and organize documentation.
- Enforce standards and consistency throughout your organization.
The LogicERM library manages chapter and verse of the regulations & standards applicable to your business to make compliance easier. Among the thousands are:
Cross-industry
Australia/New Zealand 4360:2004 Risk Management Standard (AS/NZ 4360)
Credit Rating Agencies
Control Objectives for Information and related Technology (COBIT)
COSO ERM
Information Technology Security (ISO 27002)
Payment Card Industry (PCI) Data Security
RIMS Risk Maturity Model for ERM
Risk management - Principles and guidelines ISO 31000
Sarbanes-Oxley Act (SOX)
The USA PATRIOT Act (PATRIOT Act)
U.S. Securities and Exchange Commission (SEC)
Banking
Anti Money Laundering (AML)
Bank Secrecy Act (BSA)
Comptroller of the Currency (OCC)
Federal Financial Institutions Examination Council (FFIEC)
Gramm-Leach-Bliley Act (GLBA)
National Association of Federal Credit Unions (NAFCU)
Office of Foreign Assets Control (OFAC)
Energy
Critical Infrastructure Planning (CIP)
Department of Defense (DOD)
Federal Energy Regulatory Commission (FERC)
Federal Power Act (FPA)
Full Spectrum Integrated Vulnerability Assessment (FSIVA)
North American Electric Reliability Corporation (NERC)
Western Electricity Coordinating Council (WECC)
Health Care
Health Insurance Portability and Accountability Act (HIPAA)
The Joint Commission (JCAHO)
Center for Disease Control (CDC)
Centers for Medicare & Medicaid Services (CMS)
Health Insurance
Medicare & Medicaid(CMS)
NAIC Model Audit Rule
New Business & Underwriting Practices
Office of Inspector General (OIG)
State Regulatory Compliance
Insurance
Employee Retirement Income Security Act (ERISA)
NAIC Model Audit Rule
Claims Practices
New Business & Underwriting Practices
State Insurance Product and Sales
Manufacturing
Environmental Management Systems (ISO 14001)
Food Safety (HACCP, ISO 22000_2005)
Quality Management Systems (ISO 9001)
Six Sigma