Managing Compliance and Ethics
LogicManager is your command center for managing and tracking compliance–across all operational processes to protect what matters. Now you can also manage risks due to litigation, conflicts of interest, confidentiality, non-disclosure, intellectual property, information technology, security, records management and brand reputation.
LogicManager streamlines compliance processes and automates the management of compliance activities. Our library of risk indicators prematched to each of the regulatory and other compliance requirements enables information collected from the assessments to be utilized cross-functionally, reducing overlap, typically by 60 - 80%.
Manage your compliance documentation and reporting needs and tie them back to the regulations and standards that are required--chapter and verse. When regulation change or your requirements evolve, LogicManager’s unified library automatically identifies the impacted areas. You make the changes right there and generate automatic audit trail reporting of changes over any period of time.
Extensive monitoring and reporting capabilities make it easy to track activities, conduct audits and assessments, and escalate incidents and follow-through on investigations. With one click you can identify compliance gaps. Tasks and workflows help you engage the areas of the business impacted by regulatory requirements.
In addition to traditional Legal and Regulatory Content Management capabilities, LogicManager enables you to:
- Anticipate law changes, enforcement actions, and external events
- Improve readiness for audits, surveys and exams.
- Increase accountability and management insight into compliance issues.
- Decrease labor intensive processes and organize documentation.
- Enforce standards and consistency throughout your organization.
The LogicManager library manages chapter and verse of the regulations & standards applicable to your business to make compliance easier.
Among the thousands are:
Cross-industry
Credit Rating Agencies
Control Objectives for Information and related Technology (COBIT)
COSO ERM
Information Technology Security (ISO 27002)
Payment Card Industry (PCI) Data Security
RIMS Risk Maturity Model for ERM
Risk management - Principles and guidelines ISO 31000
Sarbanes-Oxley Act (SOX)
The USA PATRIOT Act (PATRIOT Act)
U.S. Securities and Exchange Commission (SEC)
Banking
Bank Secrecy Act (BSA)
Comptroller of the Currency (OCC)
Federal Financial Institutions Examination Council (FFIEC)
Gramm-Leach-Bliley Act (GLBA)
National Association of Federal Credit Unions (NAFCU)
Office of Foreign Assets Control (OFAC)
Sarbanes - Oxley
Truth in Lending Act (TILA)
Fair Credit Reporting Act (FCRA)
Fair Credit Billing Act
Equal Credit Opportunity Act (ECOA)
Government Securities Act of 1986
Insider Lending
Bank Bribery Act
Real Estate Settlement Procedures Act (RESPA)
FDIC Deposit Insurance Coverage Regulations
Office of Foreign Assets Control (OFAC)
Disclosure and Reporting of CRA Related Agreements
Issue and Cancellation of Federal Reserve Bank Capital Stock
Transactions between Member Banks and Their Affiliates
Branch Signage
(ESIGN Act)
Fair Lending Act
Homeowners Protection Act (HOPA)
Telemarketing and Consumer Fraud and Abuse Prevention Act
ACIIRT/CSIRT
SEC Rules (Corporate Financial Reporting)
Vendor Due Diligence Guidelines
FFIEC IT Exam Handbook's
Energy
Department of Defense (DOD)
Federal Energy Regulatory Commission (FERC)
Federal Power Act (FPA)
Full Spectrum Integrated Vulnerability Assessment (FSIVA)
North American Electric Reliability Corporation (NERC)
Western Electricity Coordinating Council (WECC)
Health Care
The Joint Commission (JCAHO)
Center for Disease Control (CDC)
Centers for Medicare & Medicaid Services (CMS)
Health Insurance
NAIC Model Audit Rule
New Business & Underwriting Practices
Office of Inspector General (OIG)
State Regulatory Compliance
Insurance
NAIC Model Audit Rule
Claims Practices
New Business & Underwriting Practices
State Insurance Product and Sales
Manufacturing
Food Safety (HACCP, ISO 22000_2005)
Quality Management Systems (ISO 9001)
Six Sigma

