FREE Download: SOC 2 Compliance Checklist and Controls List

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Achieving SOC 2 compliance can be a challenge.

Given the framework’s extensive principles and criteria for managing customer data and personal information, along with amplified external pressure today from stakeholders expecting compliance, where do you begin? What do you need a SOC 2 Internal Audit for? Who needs to be involved in the process? Which types of SOC 2 report is most relevant for your organization, Type I or Type II? What’s the most efficient way to go about implementing best practice? Are your organizations controls sustainable to protect you against a data breach?

What Does Monitoring SOC 2 Compliance Require?

If you’re a data provider that stores or processes financial information, you’ll need to achieve SOC 2 compliance and ensure top levels of data security. But what does this entail?

SOC 2 ensures that a company’s information security measures are in line with the unique parameters of today’s cloud requirements. A SOC 2 report is considered a technical audit, but it goes beyond that to stipulate that companies must establish strict information security policies and procedures.

Trust Services Principles

There are five Trust Services Principles, or five trust service criteria, that comprise a SOC 2 report which are used for. The fiver trust service categories are:

  • Security Controls

    – the Trust Service principles must address how information is protected from security incidents.

  • Availability – the Trust Service principles must address how technology availability will be measured and assured.
  • Confidentiality – the Trust Service principles must address how the confidentiality of customer data will be measured and assured.
  • Privacy – the Trust Service principles must address privacy-related duties and responsibilities.
  • Processing Integrity – Processing integrity looks at how the Trust Service must address how Trust Services principles will be monitored and assured.

Unlike other customer data privacy requirements, SOC 2 requirements allow for more flexibility on the data provider’s side, which means SOC 2 reports are unique to each service organization. Essentially, the data provider can determine which requirements are relevant to their business practices and design their own controls to fit those requirements.

We’ve got you covered.

LogicManager is here to help your company kickstart this complex yet critical process. We recommend starting off your journey to SOC 2 compliance solutions with a strong gut check and readiness assessment, so you can prioritize improving the areas that are holding you back and prevent duplicative work.

Instead of scouring the internet to learn how to pass a SOC 2 audit, download our complimentary free SOC 2 Checklist (originally created by the AICPA, American Institute of Certified Public Accountants) using the form on this page.

What’s included in our SOC 2 Compliance Checklist and Criteria List:

Our SOC 2 checklist provides a criteria list of the following:

  • The most comprehensive and up-to-date version of all SOC 2 criteria under their governing principles and controls:
  • Availability

  • Confidentiality
  • Organization and Management
  • Communications
  • Risk Management and Design and Implementation of Internal Controls
  • Monitoring of Security Controls
  • Logical and Physical Access Controls
  • System Operations
  • Change Management
  • Solutions for streamlining and taking a risk-based approach to your journey to stay SOC 2 compliant
  • An opportunity to see LogicManager’s compliance AI tool in action (hint: it tells you exactly how you’re already satisfying SOC 2 audit requirements – so you never repeat your work)

To get started with your SOC 2 requirements and maintaining high levels of security compliance and SOC 2 readiness, you can download our PDF free SOC 2 Compliance checklist download in the form above!

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