Maintain a Centralized Repository
Because LogicManager is a GRC platform, you’ll be able to link your insider trading attestations back to the employees in your people library, the policies in your policy library, or back to your core processes, all without ever leaving the attestation you are reviewing.
Identify Areas of Weakness
Determine where you are most susceptible to insider trading and build and implement the necessary controls to mitigate those threats. For example, the time before earnings reports come out is a sensitive period during which you may want to restrict employee trading on company-owned securities.
Streamline your Program
One strategy to prevent insider trading at your organization is appointing an in-house watchdog to collect and review some employee’s brokerage statements. Typically, this is a highly decentralized and time-consuming job. With LogicManager, ease the burden on your watchdog by centralizing the collection of information and managing each step through a workflow. Using LogicManager, easily pass employees educational material and have them take a quiz to make sure the most important information sticks.